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Quality by Design:
the Co-Development Toolbox Elements

by Maxim Puchkov

1. Introduction

Several years ago the Food and Drug Administration of Department of Health and Human Services of United States of America has decided to pursue the goal for improved quality of final pharmaceutical product by setting up the PAT Initative (Process Analytical Technology). The start-up of the PAT programs by pharmaceutical industry was followed by the tremendous progress in this area and had unleashed new terms and concepts such as Quality by Design (QbD) and Right First Time initiative. Numerous conferences, events, and meetings were dedicated to find an optimal way of integration of these new concepts and novel analytical techniques into QbD-oriented product design and manufacturing. Acceptance of these initiatives and concepts is leading the industry to drug development paradigm shift: the development process is becoming dynamic, involving the gained experience into new development through process understanding.

The major QbD prerequisite is formulation robustness. Nowadays formulation can not be understood as simple “recipe” but it is expanding to process design and performance. Thus the robust formulation is a science-based “alloy” of process understanding and material knowledge.

Process robustness can be well explained with six sigma concept. In terms of sigma values the champion among manufacturers is the semiconductor industry with its six Sigma performance, i.e. with an amount of defective samples ≥ 2 ppb. The performance of the pharmaceutical industry is around 2 Sigma (≥ 4.6 % defectives). Such a low performance is extremely affecting the emerging areas of healthcare, especially combined therapy against such a threats as HIV, cardiovascular diseases, cancer, etc. The factors that are delaying the polypills to market are usually due to formulation issues (Simon Frantz, The trouble with making combination drugs, Nature Reviews Drug Discovery, November 2006). There is obviously a room for an improvement.

The development of a dosage form production of the first formulation in the preclinical research up to registration of the commercial form is very costly and lasts between 8 to 12 years, thus to reduce time to market it is important to think about an integrated approach and a better connectivity between pharma R&D and manufacturing. The obvious source of a poor connectivity is that “companies tend to operate in silos – R&D, manufacturing, marketing. This is a very proprietary culture. Knowledge and information sharing is the basis to overcome inefficiencies . . . ” (John Moore, Analyst, Catching up with Reengineering June 2, 2003 Chemical & Engineering News, Vol. 81, N° 22). The step towards to improved connectivity is Co-Development Strategy (Figure 1).

Figure 1. Co-Development Strategy (Courtesy of Dr. Jurgen Werani, Pfizer)


Following up with co-development strategy one can identify that the major input factors affecting the formulation robustness are:
– material understanding
– process equipment and parameters understanding
– process changes
– floor operators (human factor).
In this respect one can clearly identify three important needs to be satisfied on the way to quality by design:
– Need for robust formulation and process design
   • Formulation screening is costly and time consuming
   • Non-robust formulation will jeopardise full-scale production
– Need for mechanistic models and expert systems
– Need to reduce possibility of human error
   • Batch-wise production is an ”agar plate” for growth and flourish of manufacturing failures
   • Floor operators skill assessment and continuous education

To fulfil these needs the development of the co-development toolbox is a step towards to QbD-oriented production. The toolbox consist of two major parts: in silico formulation design and assessment (Research&Development Tool) and virtual equipment simulators used for training and setting up the manufacturing design space (Manufacturing & Quality Operations Tool), see Figure 2.

Figure 2. Co-Development Toolbox

 

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